Hypothetical Document Embeddings

Precise Zero-Shot Dense Retrieval without Relevance Labels에서 제안한 약간 다른 방식의 RAG. 사용자 질의에 대한 답(hypothetical document)을 LLM으로 생성한 뒤, 이 가상의 답에 대한 임베딩 벡터로 관련 문서를 찾는 방법.

Abstract

While dense retrieval has been shown to be effective and efficient across tasks and languages, it remains difficult to create effective fully zero-shot dense retrieval systems when no relevance labels are available. In this paper, we recognize the difficulty of zero-shot learning and encoding relevance. Instead, we propose to pivot through Hypothetical Document Embeddings (HyDE). Given a query, HyDE first zero-shot prompts an instruction-following language model (e.g., InstructGPT) to generate a hypothetical document. The document captures relevance patterns but is “fake” and may contain hallucinations. Then, an unsupervised contrastively learned encoder (e.g., Contriever) encodes the document into an embedding vector. This vector identifies a neighborhood in the corpus embedding space, from which similar real documents are retrieved based on vector similarity. This second step grounds the generated document to the actual corpus, with the encoder’s dense bottleneck filtering out the hallucinations. Our experiments show that HyDE significantly outperforms the state-of-the-art unsupervised dense retriever Contriever and shows strong performance comparable to fine-tuned retrievers across various tasks (e.g. web search, QA, fact verification) and in non-English languages (e.g., sw, ko, ja, bn).